Compliance Reporter Breakfast Briefing: "Alternative Mutual Funds: Challenges for Legal and Compliance Professionals

On April 1, 2015, Financial Services partner George M. Silfen will be speaking at the Compliance Reporter Breakfast Briefing at the Lambs Club in New York. Mr. Silfen will take part in a panel discussion titled "Alternative Mutual Funds: Challenges for Legal and Compliance Professionals."

The briefing will discuss:

• How should CCO's working with alternative mutual funds handle the issue of trade allocation?
• Do the boards of alternative mutual funds need to reconsider their valuation policies?
• How should firms decide who will bear the loss of trade errors?
• Do CCO's at private fund firms need to consider changes to their compliance policies to take into account new obligations they might have as a consequence of subadvising a registered mutual fund?