NYDFS Cybersecurity Rules For Financial Services Firms Come Into Effect After years of work and a last-minute implementation delay in December, New York state’s cybersecurity rules establish the benchmark for other U.S. regulators as they craft cyber rules for their respective jurisdictions.
Private Registered Investment Companies for Lending An SEC registered investment company (RIC) is subject to regulation of certain investment activities and its governance under the Investment Company Act. Nevertheless, the structure also provides a range of benefits. This infographic explores some of the advantages of a private RIC for loan origination investors and credit managers.
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