Topics covered in this issue include:

  • Final Swap Margin Rules For Non-cleared Swaps — Impact on Investment Funds
  • A Reminder — Private Fund Advisers on Notice to Remain Vigilant
  • Funds Face Further Responsibilities as DOJ Shifts Focus From Corporate to Individual Wrongdoing
  • Court Rules Against Lehman Brothers Over Loss Calculation Methodology
  • NAIC Proposes Tougher Risk-Based Capital Requirements and Disclosures on Investment Affiliates, Reserve Funding Transactions

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