- Category
- Client Alerts
- Date
- Dec. 04, 2015
- Title
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OCIE Director Indicates Move to Administer Routine Examinations of Exempt Reporting Advisors
On November 20, 2015, Marc Wyatt, Director of the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE), indicated that Exempt Reporting Advisers will be subject to OCIE’s routine exam program on a going forward basis. Mr. Wyatt’s statement was made to the ABA Hedge Fund Sub-Committee during the ABA’s Business Law Section Fall Meeting in Washington, D.C.
Media Attachments
Related People
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Kevin P. Scanlan
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- Partner
- Co-author
- New York
- vcard
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Darina F. Delappe
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- Counsel
- Co-author
- New York
- vcard
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