Client Alerts
June 10, 2016

SEC Enforcement Action Highlights Need for PE Fund Advisers to Address Potential Broker-Dealer Issue

This alert examines the recent SEC enforcement against Blackstreet Capital Management, LLC and Murry N. Gunty, the principal owner and managing member of Blackstreet, and how it highlights the SEC’s continued focus on the receipt of transaction fees by private equity fund advisers and fee and expense/conflict of interest issues in the private equity fund industry.

Click here for the full Private Funds alert.

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