- Category
- Client Alerts
- Date
- Jan. 19, 2010
- Title
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Securities and White Collar Litigation Alert: New SEC Policy Initiative: Incentivizing Cooperation by Individuals
On January 13, 2010, the Securities and Exchange Commission announced a potentially significant policy change intended to foster greater cooperation from individuals in enforcement investigations. The new measures are intended to give credit to offending individuals who self-report wrongdoing and provide effective cooperation with investigations and other enforcement actions. Please see the attached alert for further information.
Media Attachments
Related People
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Alan R. Friedman
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- Counsel
- Author
- New York
- vcard
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Paul H. Schoeman
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- Partner
- Author
- New York
- vcard
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