Debt Dialogue: June 2016
SEC Enforcement Action Highlights Need for PE Fund Advisers to Address Potential Broker-Dealer Issue
Andrew J. Estes is a litigator who focuses primarily on white collar criminal and regulatory defense, as well as complex civil litigation. Mr. Estes has assisted in the defense of individuals and corporations in a variety of sensitive and high-profile matters, in state and federal courts, regulatory inquiries, and investigations. Most recently, he was a member of the trial team for a high-profile insider trading criminal case in the Southern District of New York. His work also includes assisting in the representation of public and private companies as both plaintiffs and defendants in complex civil cases in federal court, state court and arbitration, including drafting trial and appellate briefs. Mr. Estes dedicates significant time to pro bono matters, including representing clients in Family Court, and in appeals from Family Court and Criminal Court.