Ms. Grossman's practice focuses on assisting businesses in applying the regulatory exemptions and exclusions from registration and regulation as investment companies.

Ms. Grossman assists businesses in applying the exemptions and exclusions from registration under the Investment Company Act of 1940. She also has experience in the registration of open-end and closed-end funds and other filings with the Securities and Exchange Commission including Securities and Exchange Commission applications for exemptive relief and "no action" letter requests on complex and novel securities issues. She was an attorney with the Division of Investment Management at the Securities and Exchange Commission, and was assistant general counsel at two financial institutions.

J.D., Benjamin N. Cardozo School of Law, 1981
B.A., cum laude, Yeshiva University, 1978

New York, 1985
District of Columbia, 1982