Debt Dialogue: June 2016
SEC Enforcement Action Highlights Need for PE Fund Advisers to Address Potential Broker-Dealer Issue
Elliot A. Smith’s practice focuses on white collar criminal and regulatory defense, as well as on complex civil litigation. He has assisted in the defense of the accused at every stage of the criminal process, including trial, sentencing and collateral attack. His other major matters have included securities enforcement litigation, private securities litigation, shareholder derivative litigation and international commercial arbitration. Mr. Smith maintains an active pro bono docket, principally focused on defending non-profit organizations.