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Financial Institutions

Date Title
April 2009 After The Big Bang: The New Credit Default Swap Landscape
June 5, 2009 Bar Date Motion, Proof of Claim Form, Derivative Questionnaire, Guarantee Questionnaire
September 26, 2008 Carruzzo Comments on Hedge Fund Consideration of Legal Strategy with Regard to Lehman Brothers
November 21, 2008 Carruzzo Comments on Legal Strategy Being Considered by Hedge Funds With Out-Of-The-Money Claims Against Lehman
March 10, 2009 Carruzzo Comments on Lehman Request to Enter into Hedging Transactions
April 21, 2012 Carruzzo Comments on New CFTC Rules for Mutual Funds
January 26, 2009 Carruzzo Comments on Possibility of SEC, CFTC Merger
December 1, 2011 Carruzzo Comments to Derivatives Week on ISDA Sample Provisions for Negotiating Collateral Segregation Arrangements
January 26, 2011 Corporate Alert: SEC Adopts Final “Say on Pay” Rules Under Dodd-Frank
August 28, 2008 Corporate Alert: SEC Issues Guidance on the Use of Company Website
July 2008 Corporate Restructuring and Bankruptcy Alert: Recent Decision Interpreting LSTA Standard Terms and Conditions
December 2008 Credit Default Swap Regulation Overview
September 8, 2008 Derivatives Alert: Fannie Mae and Freddie Mac Conservatorship Prompts ISDA-Sponsored Cash Settlement Auction Protocol
October 18, 2007 Derivatives Alert: Movie Gallery -- The First Test of the Settlement Mechanism for the Loan CDS Market
June 12, 2008 Derivatives Client Alert: Federal Reserve Announces Agreement for Central Credit Derivatives Counterparty
January 30, 2012 Derivatives Week: Effective Collateral Protection for Swaps
March 18, 2009 Financial Institutions Alert: After the Big Bang: The New Credit Default Swap Landscape
April 2, 2009 Financial Institutions Alert: Coercive Debt Exchanges - The Leap-Frog Dilemma
December 6, 2011 Financial Institutions Alert: Collateral Segregation for Uncleared Swaps - Proposed Industry Provisions
September 20, 2010 Financial Institutions Alert: Dodd-Frank: Implications for Private Fund Managers and Non-U.S. Investment Advisers
February 3, 2010 Financial Institutions Alert: Enforceability of Subordination Provisions in Synthetic CDOs — A Lehman Perspective
February 5, 2009 Financial Institutions Alert: Hedge Fund Transparency Act
July 12, 2010 Financial Institutions Alert: Investment Company Use of Derivatives and Leverage - Task Force Recommendations to the SEC
June 5, 2009 Financial Institutions Alert: Lehman Brothers Proposed Order Establishing Claims Filing Bar Date
December 2008 Financial Institutions Alert: Preparing for the Unthinkable: The Collapse of Another Major Dealer and Practical Risk Mitigation Strategies To Take Now
April 2, 2009 Financial Institutions Alert: Public-Private Investment Funds - Practical Legal Considerations for Private Investors
July 21, 2009 Financial Institutions Alert: Small Bang: Additional Changes to the CDS Landscape
March 13, 2009 Financial Institutions Alert: U.S. Treasury and Federal Reserve Release Further Details of TALF
October 21, 2008 Financial Institutions Derivatives Alert: Bankruptcy of a Dealer – An Overview of Derivatives Issues
November 6, 2008 Financial Institutions Derivatives Alert: Credit Default Swap Regulation Overview
November 17, 2008 Financial Institutions Derivatives Alert: Lehman Bankruptcy – Procedures for the Settlement or Assumption and Assignment of Derivative Contracts
November 21, 2008 Financial Institutions Derivatives Alert: State of New York Insurance Department Will Not Regulate Credit Default Swaps as Insurance
April 12, 2012 FundsTalk: April 2012
January 18, 2012 FundsTalk: January 2012
May 4, 2012 FundsTalk: May 2012
November 5, 2010 Futures & Derivatives Law Report: Managing Credit Risk of Derivatives Counterparties - A Practical Approach
July 14, 2011 Hedge Fund Law Report: OTC Derivatives Clearing: How Does It Work and What Will Change?
October 31, 2008 Spilko Comments on Regulation of CDS Market in The Deal
June 5, 2009 Spilko Quoted in The Deal Magazine on Impending Regulatory Changes to the Derivatives Market
December 5, 2008 Spilko, Carruzzo Comment on Lehman Motion in Debtwire
June 20, 2012 Swiss Derivatives Review: Regulated Swap Entities under Dodd-Frank
March 7, 2011 Swiss Derivatives Review: The End-User Clearing Exception
April 1, 2010 The Metropolitan Corporate Counsel: Enforceability of Subordination Provisions in Synthetic CDOs - A Lehman Perspective
November 9, 2005 What Every Hedge Fund Should Know in Structuring Its ISDA Derivatives Facilities

FundsTalk: April 2013

This newsletter is devoted to discussing legal issues facing alternative asset managers and funds. Learn More

Financial Institutions Alert: Collateral Segregation for Uncleared Swaps - Proposed Industry Provisions

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