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Financial Services

Date Title Type
August 10, 2016 Valuation Issues for Registered Investment Company Directors – Recent Developments and Surprises Article 
August 1, 2016 Funds Talk: August 2016 Newsletter 
July 1, 2016 Funds Talk: July 2016 Newsletter 
June 13, 2016 Fee-Disclosure Pitch Would Boost Transparency, Competition Article 
June 1, 2016 Funds Talk: June 2016 Newsletter 
May 5, 2016 Mutual Fund Directors Forum: Article Explores Evolution of Fund Director Responsibilities Media Mentions 
May 2, 2016 Funds Talk: May 2016 Newsletter 
Apirl 1, 2016 Funds Talk: April 2016 Newsletter 
April 2016 The Changing Role of Independent Directors of Mutual Funds Article 
March 1, 2016 Funds Talk: March 2016 Newsletter 
February 1, 2016 Funds Talk: February 2016 Newsletter 
January 8, 2016 SEC Issues Long-awaited Distribution and Sub-accounting Guidance Client Alert/Update 
January 4, 2016 Funds Talk: January 2016 Newsletter 
December 17, 2015 Special Update on Proposed Derivatives Rules for Registered Funds and BDCs Client Alert/Update 
December 1, 2015 Funds Talk: December 2015 Newsletter 
November 5, 2015 The Wall Street Journal: Bill Introduced to Require Hedge Funds to Disclose Holdings More Frequently Media Mentions 
November 2, 2015 Funds Talk: November 2015 Newsletter 
October 1, 2015 Funds Talk: October 2015 Newsletter 
September 22, 2015 BoardIQ: Being Called a Know-It-All Is Actually a Compliment for CCOs Media Mentions 
September 22, 2015 BoardIQ: Enough Resources? It May Depend on Where You're Sitting Media Mentions 
September 1, 2015 Funds Talk: September 2015 Newsletter 
July 16, 2015 'Interval Alts' Combine Benefits of Alternative Mutual Funds and Traditional Hedge Funds Article 
June 23, 2015 SEC Cracks Down on Directors' Section 15(c) Process Client Alert/Update 
June 3, 2015 Funds Fire: Private Equity Shops Chase Registered Hedge Fund Success Media Mentions 
June 1, 2015 Funds Talk: June 2015 Newsletter 
April 16, 2015 The Hedge Fund Law Report: How to Mitigate Conflicts Arising Out of Simultaneous Management of Hedge Funds and Alternative Funds Following the Same Strategy Media Mentions 
February 17, 2015 Financial Services Alert: SEC Sanctions Liquid Alt Fund Adviser for Causing Funds' Custody Rule Violations Client Alert/Update 
November 1, 2014 Revue Banque: Chronique Droit des moyens et services de paiement, L’encaissement de fonds pour le compte de tiers vaut-il fourniture de services de paiement? Article 
October 2014 Revue Banque: Chronique Droit des moyens et services de paiement, Actualités juill./août-début Sept. 2014: rapports annuels de l’ACPR, de Tracfin et de l’ Observatoire de la sécurité des cartes de paiement, bitcoin, droit des comptes de paiement Article 
September 30, 2014 The Investment Lawyer: SEC Spotlight on Alternative Mutual Funds Article 
September 2014 Revue Banque: Chronique Droit des moyens et services de paiement, Les monnaies virtuelles dans tous leurs états Article 
July 1, 2014 Asset Management Alert: AIF Marketing Instruction Client Alert/Update 
July 2014 Revue Banque: Chronique Droit des moyens et services de paiement, Le droit nouveau du crowdfunding par prêts et par dons Article 
June 2, 2014 Privacy, Data Protection and Cybersecurity Alert: DOJ Cybercrime Crackdown Client Alert/Update 
June 2014 Revue Banque: Chronique Droit des moyens et services de paiement, Actualités avril-début mai 2014: crowdfunding, monnaie virtuelles et bitcoin, droit au compte et services bancaires de base Article 
May 2014 Revue Banque: Chronique Droit des moyens et services de paiement, Actualités mars-début avril 2014: loi Hamon relative à la consommation, protection de la clientèle, crowdfunding, paquet paiement (DSP 2 et règlement CMI), données de paiement Article 
April 2014 Recueil Dalloz: Crowdfunding, Bitcoin: Quelle Régulation? Article 
April 2014 Revue Banque: Chronique Droit des moyens et services de paiement, Actualités février-début mars 2014: titres-restaurant dématérialisés, établissements financiers habilités à exercer en France, bitcoin, crowdfunding, comptes bancaires inactifs, norme PCI DSS, paquet paiement (DSP 2 et règlement CMI) Article 
April 2014 Droit & Patrimoine: Le SEPA ou le défi de l’Europe des paiements Article 
March 14, 2014 FundsTalk: March 2014 Newsletter 
March 13, 2014 Risks Faced by Hedge Fund Managers That Access the Alternative Mutual Fund Market Via Turnkey Platforms Article 
March 2014 Revue Banque: Chronique Droit des moyens et services de paiement, Actualités janvier-début février 2014: SEPA, moyens de paiement scripturaux, bitcoin, protection des données sensibles de paiement sur internet Article 
November 20, 2013 COOConnect: '40 Act Funds Advised to Tread Cautiously with Turnkey Platforms Media Mentions 
October 14, 2013 FundsTalk: October 2013 Newsletter 
September 17, 2013 FundsTalk: September 2013 Newsletter 
August 19, 2013 Financial Institutions Alert: CFTC Issues Harmonization Scheme, Permits 'Substitute Compliance' Client Alert/Update 
July 3, 2013 Securities Litigation Alert: Second Circuit Addresses American Pipe Tolling and "Relation Back" in Federal Securities Class Actions Client Alert/Update 
April 18, 2013 The Hedge Fund Law Report: Kramer Levin Partner George Silfen Discusses Challenges Faced by Hedge Fund Managers in Operating and Distributing Alternative Mutual Funds Media Mentions 
April 2013 FundsTalk: April 2013 Newsletter 
March 2013 International Law Review: Deal: Arden Fund Creates NewAlternative Investment Model Media Mentions 
March 2013 Financial Fraud Law Report: Compliance: Regulators Are Focusing on…Everything Article 
February 12, 2013 International Financial Law Review: Ardent Fund Creates New Investment Model Media Mentions 
January 21, 2013 Financial News: Funds of Hedge Funds Seeking Capital from Retail Market Media Mentions 
December 6, 2012 FundsTalk: December 2012 Newsletter 
November 6, 2012 Frischling Quoted in Board IQ Article on Mutual Fund Directors Forum’s Release of New Proxy Voting Guidelines Media Mentions 
November 1, 2012 Fund Directions Media Mentions 
October 4, 2012 MarketWatch: SEC Ad Rule Would Favor Hedge Funds Over Mutuals Media Mentions 
May 4, 2012 FundsTalk: May 2012 Newsletter 
April 12, 2012 FundsTalk: April 2012 Newsletter 
March 18, 2012 Frischling Comments to Investment News on Money Market Funds Media Mentions 
January 18, 2012 FundsTalk: January 2012 Newsletter 
August 30, 2011 Board IQ: Two High Court Cases Change the 15(c) Process Article 
September 20, 2010 Financial Institutions Alert: Dodd-Frank: Implications for Private Fund Managers and Non-U.S. Investment Advisers Client Alert/Update 
July 12, 2010 Financial Institutions Alert: Investment Company Use of Derivatives and Leverage - Task Force Recommendations to the SEC Client Alert/Update 
March 26, 2010 Securities Litigation Alert: First Circuit En Banc Rejects 10b-5 Theory of Primary Liability for Securities Professionals Based on "Implied Statements" Client Alert/Update 
June 5, 2009 Securities Litigation Alert: Fourth Circuit Holds That Investment Adviser and Public Company Parent May Face Federal Securities Law Liability for False Statements in Mutual Fund’s Prospectus; Discusses Test for Attribution Requirement Client Alert/Update 
May 2005 L'attribution gratuite d'actions aux salariés et dirigeants Article 

Funds Talk: August 2016

Funds Talk provides legal commentary on the news and events that matter most to alternative asset managers and funds. Learn More

Fee-Disclosure Pitch Would Boost Transparency, Competition

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