Ronald M. Feiman advises clients on regulatory and compliance matters affecting investment companies and investment advisers. He also provides legal advice to service providers rendering distribution, custody and transfer agent services to registered and unregistered funds.
Mr. Feiman represents investment companies, investment advisers and investment company independent directors, as well as unregistered domestic and offshore debt and equity funds. His securities experience extends to public and private offerings of equity and debt securities, proxy solicitations, and broker-dealer regulation and compliance. In addition, his corporate experience includes mergers and business combinations; stock and asset acquisitions; and recapitalizations, management buy-outs, and finance and venture capital transactions.
Mr. Feiman is a member of the Mutual Fund Directors Forum’s Advisory Board and is an active speaker on issues concerning investment management and the regulation of financial institutions. He is a graduate of New York University School of Law and received his M.B.A. from New York University and his B.A., cum laude, from Yale University. He is also a certified public accountant.