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Securities and Shareholder Litigation

Date Title Type
November 8, 2008 Addition of Former Assistant U.S. Attorney Michael Martinez Noted in Am Law Daily Quotes/Mentions 
June 27, 2013 Barry H. Berke Profiled in Lawdragon Quotes/Mentions 
November 1, 2008 Berke Comments on Expected Litigation Crush Connected to the Financial Meltdown in The American Lawyer Quotes/Mentions 
March 5, 2014 Coffey Previews Supreme Court Hearing on Halliburton/”Fraud on the Market” on Bloomberg Quotes/Mentions 
January 2007 Corporate Governance Alert: New York City Bar Association’s Task Force on The Lawyer’s Role in Corporate Governance Releases Extensive Report Client Alert/Update 
April 2013 FundsTalk: April 2013 Newsletter 
March 14, 2014 FundsTalk: March 2014 Newsletter 
April 15, 2002 Halting Discovery in Securities Cases Article 
August 10, 2005 Kramer Levin Disney Victory Makes the News Quotes/Mentions 
December 18, 2006 Litigation Alert: Second Circuit Sets Stringent New Standards for Certifying Class Actions in Securities Fraud and Other Cases — In re Initial Public Offering Securities Litigation Client Alert/Update 
June 27, 2013 Litigation and Corporate Governance Alert: Delaware Chancery Court Upholds Validity of “Forum Selection Bylaws” Client Alert/Update 
March 28, 2014 M&A and Corporate Governance Alert: Delaware Supreme Court Finds Business Judgment Rule Applies to Freeze-Out Mergers When Conditioned upon Approval of Special Committee and Majority-of-the-Minority Stockholders Vote Client Alert/Update 
February 19, 2014 M&A and Shareholder Litigation Alert: Resisting Settlement: Delaware Court of Chancery Dismisses Meritless Public Company Shareholder M&A Class Action Suits Client Alert/Update 
January 5, 2006 Naftalis Quoted in Washington Post Article on Accounting Fraud Penalties Quotes/Mentions 
July 12, 2011 New York Law Journal: Janus Capital and Underwriter Liability Under Section 10(b) and Rule 10b-5 Article 
March 30, 2006 Schoeman Profiled in New York Law Journal on Clarence Norman Case Quotes/Mentions 
January 27, 2006 SEC Announces New Guidelines for Fining Corporations Article 
January 6, 2006 SEC Statement Regarding Financial Penalties Client Alert/Update 
November 8, 2010 Securities & White Collar Litigation Alert: SEC Proposes Rules To Implement Dodd-Frank Whistleblower Program Client Alert/Update 
July 2, 2008 Securities Alert: What Is Your Position? Swaps, Groups and Equity Ownership After CSX Corporation v. The Children's Investment Fund Client Alert/Update 
July 19, 2010 Securities and White Collar Litigation Alert: Dodd-Frank's Impact on Securities Litigation and Enforcement Client Alert/Update 
January 19, 2010 Securities and White Collar Litigation Alert: New SEC Policy Initiative: Incentivizing Cooperation by Individuals Client Alert/Update 
June 6, 2011 Securities Enforcement & White Collar Litigation Alert: SEC Adopts Final Rule Implementing Dodd-Frank Whistleblower Program Client Alert/Update 
September 29, 2010 Securities Enforcement Alert: Fifth Circuit Reinstates Insider Trading Claims Against Mark Cuban Client Alert/Update 
February 10, 2009 Securities Enforcement Alert: SEC Restores Corporate Penalty Negotiation Powers to Staff Client Alert/Update 
August 12, 2009 Securities Enforcement Alert: Texas District Court Dismisses Insider Trading Charges Against Mark Cuban and Holds That Misappropriation Theory Requires Duty Not to Trade Client Alert/Update 
December 23, 2013 Securities Litigation & Employee Benefits Alert: Supreme Court to Address the Fiduciary Presumption of Prudence in ERISA "Stock Drop" Class Action Litigation Client Alert/Update 
July 15, 2009 Securities Litigation Alert: Eleventh Circuit Affirms Bar Order, in Connection with Partial Settlement of Class Action, Extinguishing Non-Settling Former CEO Defendant's Contractual Rights to Advancement of Defense Costs and Indemnification Client Alert/Update 
March 26, 2010 Securities Litigation Alert: First Circuit En Banc Rejects 10b-5 Theory of Primary Liability for Securities Professionals Based on "Implied Statements" Client Alert/Update 
January 21, 2009 Securities Litigation Alert: First Circuit Holds That Underwriters May Face Liability Under Rule 10b-5 For False Statements In Issuer’s Prospectus; Discusses Expansive View Of Rule 17(a)(2) Liability Client Alert/Update 
June 5, 2009 Securities Litigation Alert: Fourth Circuit Holds That Investment Adviser and Public Company Parent May Face Federal Securities Law Liability for False Statements in Mutual Fund’s Prospectus; Discusses Test for Attribution Requirement Client Alert/Update 
December 2008 Securities Litigation Alert: Ninth Circuit Holds That Representations in a Merger Agreement May Support Securities Fraud Action When That Agreement Is Filed As an Exhibit to Securities Filings; Discusses Possible "Collective Scienter" Argument Client Alert/Update 
July 3, 2013 Securities Litigation Alert: Second Circuit Addresses American Pipe Tolling and "Relation Back" in Federal Securities Class Actions Client Alert/Update 
August 16, 2012 Securities Litigation Alert: Second Circuit Addresses Standard for Pleading Loss Causation under Dura Pharmaceuticals Client Alert/Update 
June 2, 2010 Securities Litigation Alert: Second Circuit Holds That PSLRA’s Safe Harbor Provisions Shield American Express from Liability Client Alert/Update 
March 16, 2012 Securities Litigation Alert: Second Circuit Interprets Limitations on Territorial Reach of Section 10(b) and Rule 10b-5 under Morrison Client Alert/Update 
March 12, 2013 Securities Litigation Alert: Supreme Court Addresses Standards for Class Certification in Federal Securities Fraud Actions Client Alert/Update 
July 7, 2010 Securities Litigation Alert: Supreme Court Closes Door to Foreign-Cubed Securities Lawsuits in U.S. Courts Client Alert/Update 
July 15, 2010 Securities Litigation Alert: Supreme Court Grants Certiorari in Mutual Fund Market Timing Case Client Alert/Update 
November 20, 2013 Securities Litigation Alert: Supreme Court Grants Certiorari to Address "Fraud on the Market" Presumption in Securities Class Actions Client Alert/Update 
June 15, 2012 Securities Litigation Alert: Supreme Court Grants Certiorari to Address Question Whether Plaintiffs Must Prove Materiality Prior to Class Certification in Federal Securities Fraud Actions Client Alert/Update 
March 5, 2013 Securities Litigation Alert: Supreme Court Holds That the Statute of Limitations on Civil Penalty Actions Is Not Subject to a Discovery Rule Client Alert/Update 
June 10, 2011 Securities Litigation Alert: Supreme Court Holds That, at Class Certification Stage, Proof of Loss Causation Not Required to Establish “Fraud on the Market” Reliance Client Alert/Update 
June 14, 2011 Securities Litigation Alert: Supreme Court Narrows Scope of Primary Liability in Federal Securities Fraud Actions Client Alert/Update 
April 10, 2012 Securities Litigation Alert: Supreme Court Rejects Rule That Statute of Limitations in Short Swing Profit Actions Remains Tolled Until the Filing of Forms 4 Client Alert/Update 
March 10, 2014 Securities Litigation Alert: Supreme Court to Consider Pleading Standards in Section 11 Actions Client Alert/Update 
July 7, 2011 Securities Litigation Alert: Supreme Court to Consider Statute of Limitations for Short-Swing Profit Claims Under Section 16(b) of the Exchange Act Client Alert/Update 
March 14, 2014 Securities Litigation Alert: Supreme Court to Resolve Uncertainty Over Time Limits to Bring Claims in Federal Securities Class Actions Client Alert/Update 
November 10, 2008 Securities Litigation Alert: The Second Circuit Court of Appeals Declines the Invitation to Establish a Bright-Line Rule Barring Foreign-Cubed Securities Lawsuits Client Alert/Update 
February 9, 2009 Securities Litigation Alert: Third Circuit Holds That Under SLUSA the Presence of Some Preempted State Claims Does Not Require Dismissal of an Entire Class Action - In re Lord Abbett Mutual Funds Fee Litigation Client Alert/Update 
June 1, 2009 Securities Litigation Alert: Third Circuit Reiterates Standards to Evaluate the Use of Confidential Informants Post-Tellabs; Court Finds Motive and Opportunity No Longer Sufficient in Alleging Scienter Client Alert/Update 
December 8, 2009 Securities Litigation Update: Supreme Court Grants Certiorari in “Foreign-Cubed” Securities Case Client Alert/Update 
April 20, 2005 Supreme Court Clarifies Standard for Pleading and Proving Loss Causation in Private Actions for Securities Fraud — Dura Pharmaceuticals, Inc. v. Broudo Client Alert/Update 
March 3, 2003 Target Shareholders Try to Establish Rights After Mergers Fail Article 
October 1, 2009 Texas District Court Dismisses Insider Trading Charges Against Mark Cuban and Holds that Misappropriation Theory Requires Duty Not to Trade Article 
October 2010 The Metropolitan Corporate Counsel: Dodd-Frank's Impact on Securities Enforcement and Litigation Article 
October 1, 2013 The Metropolitan Corporate Counsel: Judicial Approval of Deferred Prosecution Agreements Article 
July 2011 The Metropolitan Corporate Counsel: SEC Adopts Dodd-Frank Whistleblower Rule Article 
December 2010 The Metropolitan Corporate Counsel: SEC Proposes Rules to Implement Dodd-Frank Whistleblower Program Article 
September 1, 2013 The Metropolitan Corporate Counsel: Second Circuit Addresses American Pipe Tolling and “Relation Back” in Federal Securities Class Actions Article 
October 1, 2012 The Metropolitan Corporate Counsel: Supreme Court to Address Standards for Class Certification in Securities Fraud Actions and Contours of the “Fraud on the Market” Doctrine Article 
January 1, 2014 The Metropolitan Corporate Counsel: The Future of the "Fraud on the Market" Presumption in Securities Litigation: A Not-So-Basic Question Article 
Fall 2001 The PSLRA and Obtaining Early Proof of Claims Information in Securities Class Actions Article 
March 2004 Uncharted Waters: Kramer Levin's Gary Naftalis on Corporate Internal Investigations Article 
July 7. 2008 Using Confidential Informants to Meet the PSLRA's Pleading Standards Article 
August 2, 2002 Wall Street Has E-Mail Problems Quotes/Mentions 

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