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Date Title Type
November 12, 2014 M&A and Securities Litigation Alert: Court Finds Allergan Shareholder's Claim Alleging Improper Trading Raises "Significant Questions," But Declines To Issue Preliminary Injunction Ahead of Shareholder Meeting Client Alert/Update 
March 28, 2014 M&A and Corporate Governance Alert: Delaware Supreme Court Finds Business Judgment Rule Applies to Freeze-Out Mergers When Conditioned upon Approval of Special Committee and Majority-of-the-Minority Stockholders Vote Client Alert/Update 
November 19, 2012 White Collar Litigation and Corporate Governance Alert: DOJ and SEC Issue Much-Anticipated FCPA Guidance Client Alert/Update 
July 11, 2012 Corporate Alert: SEC Adopts New Rule on Listing Standards for Compensation Committees Client Alert/Update 
September 12, 2011 Corporate Alert: SEC Will Not Seek Rehearing of Court Decision Striking Down Mandatory Proxy Access; Amendments to Promote Shareholder Proposals for Proxy Access to be in Effect for the Upcoming Proxy Season Client Alert/Update 
June 14, 2011 Securities Litigation Alert: Supreme Court Narrows Scope of Primary Liability in Federal Securities Fraud Actions Client Alert/Update 
January 26, 2011 Corporate Alert: SEC Adopts Final “Say on Pay” Rules Under Dodd-Frank Client Alert/Update 
June 5, 2009 Securities Litigation Alert: Fourth Circuit Holds That Investment Adviser and Public Company Parent May Face Federal Securities Law Liability for False Statements in Mutual Fund’s Prospectus; Discusses Test for Attribution Requirement Client Alert/Update 
February 5, 2009 Financial Institutions Alert: Hedge Fund Transparency Act Client Alert/Update 
January 21, 2009 Securities Litigation Alert: First Circuit Holds That Underwriters May Face Liability Under Rule 10b-5 For False Statements In Issuer’s Prospectus; Discusses Expansive View Of Rule 17(a)(2) Liability Client Alert/Update 
December 2008 Financial Institutions Alert: Preparing for the Unthinkable: The Collapse of Another Major Dealer and Practical Risk Mitigation Strategies To Take Now Client Alert/Update 
November 21, 2008 Financial Institutions Derivatives Alert: State of New York Insurance Department Will Not Regulate Credit Default Swaps as Insurance Client Alert/Update 
November 17, 2008 Financial Institutions Derivatives Alert: Lehman Bankruptcy – Procedures for the Settlement or Assumption and Assignment of Derivative Contracts Client Alert/Update 
November 6, 2008 Financial Institutions Derivatives Alert: Credit Default Swap Regulation Overview Client Alert/Update 
October 21, 2008 Financial Institutions Derivatives Alert: Bankruptcy of a Dealer – An Overview of Derivatives Issues Client Alert/Update 
March 2004 Corporate Department Update: SEC Rules Regarding Nominating Committee Functions and Communications Between Security Holders and the Board Client Alert/Update 
December 2002 Regulation FD Update: The SEC Brings Its First Reg FD Enforcement Actions Client Alert/Update 
October 2000 Practical Considerations for Issuers in Light of the SEC's New Selective Disclosure Rules Client Alert/Update 
J.D., cum laude, Harvard Law School, 1987
B.A., with honors, Trinity College, University of Cambridge, 1985
B.A., cum laude, Yale University, 1983
New York, 1989
    -Associate Member, Corporations Committee, New York City Bar Association (Member 2011-2014)
    -Former Member, Committee on Securities Regulation, New York City Bar Association (2002-2004)