| Fund: | Guggenheim Active Allocation Fund |
| Adviser: | Guggenheim Funds Investment Advisors, LLC |
| Sub-Adviser(s): | Guggenheim Partners Investment Management, LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Diversified; monthly distributions; limited term (12 years from effective date)) |
| Investor Restrictions: | Not specified |
| Filing Date: | June 1, 2021 |
| Effective Date: | Pending |
| Fund: | MassMutual Access Private Equity Fund |
| Adviser: | MML Advisers |
| Sub-Adviser(s): | Barings LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; quarterly repurchase) |
| Investor Restrictions: | Minimum initial investment of $1,000,000 for Class 1 Shares; $10,000 for Class 2 Shares; $10,000 for Class 3 Shares; $10,000 for Class 4 Shares |
| Filing Date: | May 27, 2021 |
| Effective Date: | Pending |
| Fund: | The Optima Dynamic Alternatives Fund |
| Adviser: | Optima Asset Management LLC |
| Sub-Adviser(s): | None |
| Fees: | 0.75% management fee |
| Open- or Closed-End: | Closed-end (Non-diversified; quarterly repurchase) |
| Investor Restrictions: | Minimum initial investment of Founders Class Shares is $50,000; subsequent investment is $10,000 |
| Filing Date: | May 17, 2021 |
| Effective Date: | Pending |
| Fund: | ECP Essential Infrastructure Income Fund |
| Adviser: | Energy Capital Partners Management, LP |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; interval fund; quarterly repurchase) |
| Investor Restrictions: | Institutional Class shares minimum initial investment of $1,000,000, absent qualification under certain circumstances |
| Filing Date: | May 7, 2021 |
| Effective Date: | Pending |
| Fund: | Basquet Global Debt Fund |
| Adviser: | Basquet LLC |
| Sub-Adviser(s): | Valkyrie Funds LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; interval fund; quarterly repurchase) |
| Investor Restrictions: | Not specified |
| Filing Date: | May 6, 2021 |
| Effective Date: | Pending |
| Fund: | Invesco Dynamic Credit Opportunity Fund |
| Adviser: | Invesco Advisers, Inc. |
| Sub-Adviser(s): | Invesco Senior Secured Management, Inc.; Invesco Asset Management Limited |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; interval fund; quarterly repurchase) |
| Investor Restrictions: | Not specified |
| Filing Date: | May 7, 2021 |
| Effective Date: | Pending |