| Fund: | BlackRock Private Credit Fund |
| Adviser: | BlackRock Capital Investment Advisors, LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; monthly distributions) |
| Investor Restrictions: | Minimum initial investment of $25,000 for Class D or Class S shares; Minimum initial investment of $1,000,000 for Institutional shares |
| Filing Date: | January 6, 2022 |
| Effective Date: | Pending |
| Fund: | Cantor Fitzgerald Sustainable Infrastructure Fund |
| Adviser: | Cantor Fitzgerald Investment Advisors, L.P. |
| Sub-Adviser(s): | Capital Innovations, LLC |
| Fees: | Management fee of 1.50% |
| Open- or Closed-End: | Closed-end (Non-diversified; continually offered; interval fund; quarterly repurchase) |
| Investor Restrictions: | Minimum initial investment of $2,500 for regular accounts and $1,000 for retirement plan accounts |
| Filing Date: | January 6, 2022 |
| Effective Date: | Pending |
| Fund: | Bluerock High Income Institutional Credit Fund |
| Adviser: | Bluerock Credit Fund Advisor, LLC |
| Sub-Adviser(s): | WhiteStar Asset Management LLC |
| Fees: | Management fee of 1.75% |
| Open- or Closed-End: | Closed-end (Non-diversified; continually offered; interval fund; quarterly repurchase) |
| Investor Restrictions: | Minimum initial investment Class A shares is $2,500 for regular accounts and $1,000 for retirement plan accounts; minimum initial investment for Class C shares is $2,500 for regular accounts and $1,000 for retirement plan accounts; minimum initial investment for Class I shares is $1,000,000 |
| Filing Date: | January 4, 2022 |
| Effective Date: | Pending |
| Fund: | BlackRock Science and Technology Trust III |
| Adviser: | BlackRock Advisors, LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; monthly distributions) |
| Investor Restrictions: | Not specified |
| Filing Date: | December 30, 2021 |
| Effective Date: | Pending |
| Fund: | Thornburg Strategic Income Opportunities Trust |
| Adviser: | Thornburg Investment Management, Inc. |
| Sub-Adviser(s): | None |
| Fees: | Management fee of 1.10% |
| Open- or Closed-End: | Closed-end (Diversified; monthly distributions) |
| Investor Restrictions: | Not specified |
| Filing Date: | December 28, 2021 |
| Effective Date: | Pending |
| Fund: | Panagram Capital, LLC |
| Adviser: | Panagram Structured Asset Management, LLC |
| Sub-Adviser(s): | None |
| Fees: | Management fee of 2.00% |
| Open- or Closed-End: | Closed-end (Non-diversified; monthly distributions) |
| Investor Restrictions: | Not specified |
| Filing Date: | December 27, 2021 |
| Effective Date: | Pending |
| Fund: | Franklin Income Opportunities Fund |
| Adviser: | Franklin Advisers, Inc. |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; monthly distributions; annual distributions) |
| Investor Restrictions: | Minimum investment of $2,000 |
| Filing Date: | December 16, 2021 |
| Effective Date: | Pending |
| Fund: | First Trust Real Assets Fund |
| Adviser: | First Trust Capital Management L.P. |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; interval fund; quarterly repurchase; monthly distributions) |
| Investor Restrictions: | Minimum initial investment of $1,000; minimum additional investment of $1,000 |
| Filing Date: | December 10, 2021 |
| Effective Date: | Pending |
| Fund: | Eagle Point Institutional Income Fund |
| Adviser: | Eagle Point Credit Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Non-diversified; monthly distributions; annual distributions; quarterly repurchase) |
| Investor Restrictions: | Minimum initial investment of $2,500; additional investment minimum of $500 |
| Filing Date: | December 1, 2021 |
| Effective Date: | Pending |
| Fund: | Impact Shares Climate Risk Reinsurance Corporation |
| Adviser: | Impact Shares, Corp. |
| Sub-Adviser(s): | Brookmont Capital Management, LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; quarterly dividends) |
| Investor Restrictions: | Not specified |
| Filing Date: | October 28, 2021 |
| Effective Date: | Pending |
| Fund: | John Hancock Asset-Based Lending Fund |
| Adviser: | John Hancock Investment Management LLC |
| Sub-Adviser(s): | Marathon Asset Management |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; continuously offered; quarterly distributions; annual distribution) |
| Investor Restrictions: | Minimum initial investment of $25,000; minimum additional investment of $5,000 |
| Filing Date: | October 12, 2021 |
| Effective Date: | Pending |
| Fund: | PIMCO Access Income Fund |
| Adviser: | Pacific Investment Management Company LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; limited term; monthly distributions) |
| Investor Restrictions: | Minimum investment of 100 common shares ($2,000) |
| Filing Date: | October 8, 2021 |
| Effective Date: | Pending |
| Fund: | abrdn Global Innovation and Climate Opportunities Fund |
| Adviser: | Aberdeen Standard Investments Inc. |
| Sub-Adviser(s): | Aberdeen Asset Managers Limited |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-end (Non-diversified; limited term; monthly distribution) |
| Investor Restrictions: | Not specified |
| Filing Date: | October 7, 2021 |
| Effective Date: | Pending |